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Turning Point Brands, Inc. Director's Dealing 2016

Dec 14, 2016

31776_dirs_2016-12-14_3e7699bc-b27c-4b1d-ae0b-881408bd643a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Turning Point Brands, Inc. (TPB)
CIK: 0001290677
Period of Report: 2016-12-12

Reporting Person: Helms Thomas F. Jr. (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-12 Common Stock P 500 $13.42 Acquired 1500 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1740062 Indirect

Footnotes

F1: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp.