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TuHURA Biosciences, Inc./NV — Director's Dealing 2021
Apr 29, 2021
34026_dirs_2021-04-29_0cbd06f2-ff35-406d-8637-ebc19f24770c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Kintara Therapeutics, Inc. (KTRA)
CIK: 0001498382
Period of Report: 2021-04-29
Reporting Person: Brown Dennis M (Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-29 | Common Stock | J | 6 | — | Acquired | 6068 | Direct |
| 2021-04-29 | Common Stock | C | 750 | — | Acquired | 6818 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-29 | Series B Convertible Preferred Stock | $ | C | 3000 | Disposed | Common Stock (750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 53750 | Indirect |
Footnotes
F1: The shares were issued as dividends to April 29, 2021 on the reporting person's shares of Series B Preferred Stock.
F2: Each share of Series B Preferred Stock was mandatorily converted on April 29, 2021 pursuant to the terms of the Series B Preferred Stock set forth in the Certificate of Designations of Series B Preferred Stock.
F3: Each share of Series B Preferred Stock was convertible into 0.25 shares of common stock equating to a conversion price of $32.00.
F4: Held by Valent Technologies LLC, of which the reporting person is the sole member and owner and holds sole voting and dispositive power over its shares.