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TUCOWS INC /PA/ Director's Dealing 2018

Jan 16, 2018

33701_dirs_2018-01-16_0e8addb2-4d5e-44f8-87ff-b7485ab5fad5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TUCOWS INC /PA/ (TCX)
CIK: 0000909494
Period of Report: 2018-01-11

Reporting Person: Stocks Jody (VP Engineering)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-01-11 Common Stock M 2500 $2.92 Acquired 4791 Indirect
2018-01-11 Common Stock F 820 Disposed 3971 Indirect
2018-01-11 Common Stock M 1500 $5.52 Acquired 5471 Indirect
2018-01-11 Common Stock F 492 Disposed 4979 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-01-11 Stock Option (Right to Buy) $2.92 M 2500 Disposed 2018-08-14 Common Stock (2500) Direct
2018-01-11 Stock Option (Right to Buy) $5.52 M 1500 Disposed 2019-05-17 Common Stock (1500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3324 Direct
Common Stock 5155 Indirect

Footnotes

F1: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.