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TUCOWS INC /PA/ — Director's Dealing 2015
Dec 11, 2015
33701_dirs_2015-12-10_fbe2cecc-aa5b-436b-9487-42b5f24efe93.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TUCOWS INC /PA/ (TCX)
CIK: 0000909494
Period of Report: 2015-12-08
Reporting Person: COOPERMAN MICHAEL (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-08 | Common Stock | M | 32000 | $2.80 | Acquired | 195363 | Direct |
| 2015-12-08 | Common Stock | F | 10791 | $23.52 | Disposed | 184572 | Direct |
| 2015-12-08 | Common Stock | M | 8750 | $2.92 | Acquired | 193322 | Direct |
| 2015-12-08 | Common Stock | F | 2984 | $23.52 | Disposed | 190338 | Direct |
| 2015-12-08 | Common Stock | M | 5625 | $5.52 | Acquired | 195963 | Direct |
| 2015-12-08 | Common Stock | F | 2386 | $23.52 | Disposed | 193577 | Direct |
| 2015-12-08 | Common Stock | M | 3125 | $5.76 | Acquired | 196702 | Direct |
| 2015-12-08 | Common Stock | F | 1350 | $23.52 | Disposed | 195352 | Direct |
| 2015-12-08 | Common Stock | M | 3125 | $10.16 | Acquired | 198477 | Direct |
| 2015-12-08 | Common Stock | F | 1790 | $23.52 | Disposed | 196687 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-08 | Stock Option (right to buy common stock) | $2.80 | M | 32000 | Disposed | 2017-05-16 | Common Stock (32000) | Direct |
| 2015-12-08 | Stock Option (right to buy common stock) | $2.92 | M | 8750 | Disposed | 2018-08-14 | Common Stock (8750) | Direct |
| 2015-12-08 | Stock Option (right to buy common stock) | $5.52 | M | 5625 | Disposed | 2019-05-17 | Common Stock (5625) | Direct |
| 2015-12-08 | Stock Option (right to buy common stock) | $5.76 | M | 3125 | Disposed | 2019-12-31 | Common Stock (3125) | Direct |
| 2015-12-08 | Stock Option (right to buy common stock) | $10.16 | M | 3125 | Disposed | 2020-11-10 | Common Stock (3125) | Direct |
Footnotes
F1: Stock options granted under the 2006 Equity Compensation Plan. The options (32,000 in the original grant) vested in four annual installments of 25% each beginning on the first anniversary of the grant date (May 17, 2010).
F2: Stock options granted under the 2006 Equity Compensation Plan. The options (8,750 in the original grant) vested in four annual installments of 25% each beginning on the first anniversary of the grant date (August 15, 2011).
F3: Stock options granted under the 2006 Equity Compensation Plan. The options (7,500 in the original grant) vest in four annual installments of 25% each beginning on the first anniversary of the grant date (May 18, 2012).
F4: Stock options granted under the 2006 Equity Compensation Plan. The options (6,250 in the original grant) vest in four annual installments of 25% each beginning on the first anniversary of the grant date (January 1, 2013).
F5: Stock options granted under the 2006 Equity Compensation Plan. The options (6,250 in the original grant) vest in four annual installments of 25% each beginning on the first anniversary of the grant date (November 11, 2013).