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TUCOWS INC /PA/ — Director's Dealing 2015
Dec 11, 2015
33701_dirs_2015-12-10_c2a8aaf7-8892-44f6-9279-2180f34229cb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TUCOWS INC /PA/ (TCX)
CIK: 0000909494
Period of Report: 2015-12-08
Reporting Person: NOSS ELLIOT (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-08 | Common Stock | M | 32000 | $2.80 | Acquired | 561835 | Direct |
| 2015-12-08 | Common Stock | F | 10791 | $23.52 | Disposed | 551044 | Direct |
| 2015-12-08 | Common Stock | M | 8750 | $2.92 | Acquired | 559794 | Direct |
| 2015-12-08 | Common Stock | F | 2984 | $23.52 | Disposed | 556810 | Direct |
| 2015-12-08 | Common Stock | M | 5625 | $5.52 | Acquired | 562435 | Direct |
| 2015-12-08 | Common Stock | F | 2386 | $23.52 | Disposed | 560049 | Direct |
| 2015-12-08 | Common Stock | M | 6250 | $5.76 | Acquired | 566299 | Direct |
| 2015-12-08 | Common Stock | F | 2700 | $23.52 | Disposed | 563599 | Direct |
| 2015-12-08 | Common Stock | M | 6250 | $10.16 | Acquired | 569849 | Direct |
| 2015-12-08 | Common Stock | F | 3579 | $23.52 | Disposed | 566270 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-08 | Stock Option (right to buy common stock) | $2.80 | M | 32000 | Disposed | 2017-05-16 | Common Stock (32000) | Direct |
| 2015-12-08 | Stock Option (right to buy common stock) | $2.92 | M | 8750 | Disposed | 2018-08-14 | Common Stock (8750) | Direct |
| 2015-12-08 | Stock Option (right to buy common stock) | $5.52 | M | 5625 | Disposed | 2019-05-17 | Common Stock (5625) | Direct |
| 2015-12-08 | Stock Option (right to buy common stock) | $5.76 | M | 6250 | Disposed | 2019-12-31 | Common Stock (6250) | Direct |
| 2015-12-08 | Stock Option (right to buy common stock) | $10.16 | M | 6250 | Disposed | 2020-11-10 | Common Stock (6250) | Direct |
Footnotes
F1: Stock options granted under the 2006 Equity Compensation Plan. The options (32,000 in the original grant) vested in four annual installments of 25% each beginning on the first anniversary of the grant date (May 17, 2010).
F2: Stock options granted under the 2006 Equity Compensation Plan. The options (8,750 in the original grant) vested in four annual installments of 25% each beginning on the first anniversary of the grant date (August 15, 2011).
F3: Stock options granted under the 2006 Equity Compensation Plan. The options (7,500 in the original grant) vest in four annual installments of 25% each beginning on the first anniversary of the grant date (May 18, 2012).
F4: Stock options granted under the 2006 Equity Compensation Plan. The options (12,500 in the original grant) vest in four annual installments of 25% each beginning on the first anniversary of the grant date (January 1, 2013).
F5: Stock options granted under the 2006 Equity Compensation Plan. The options (12,500 in the original grant) vest in four annual installments of 25% each beginning on the first anniversary of the grant date (November 11, 2013).