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TUCOWS INC /PA/ — Director's Dealing 2013
Jul 9, 2013
33701_dirs_2013-07-09_aa6230a6-94db-4e3b-a43f-1f9a0ec4f364.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TUCOWS INC /PA/ (TCX)
CIK: 0000909494
Period of Report: 2013-07-08
Reporting Person: NOSS ELLIOT (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-08 | Common Stock | M | 214575 | $37 | Acquired | 247946 | Direct |
| 2013-07-08 | Common Stock | M | 223991 | $0.37 | Acquired | 471937 | Direct |
| 2013-07-08 | Common Stock | M | 1394738 | $0.37 | Acquired | 1866675 | Direct |
| 2013-07-08 | Common Stock | M | 76500 | $0.36 | Acquired | 1943175 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-08 | Stock Option (Right to Buy) | $0.37 | M | 214575 | Disposed | 2013-08-05 | Common Stock (214575) | Direct |
| 2013-07-08 | Stock Option (Right to Buy) | $0.37 | M | 223991 | Disposed | 2013-08-05 | Common Stock (223991) | Direct |
| 2013-07-08 | Stock Option (Right to Buy) | $0.37 | M | 1394738 | Disposed | 2013-08-05 | Common Stock (1394738) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 565942 | Indirect |
| Common Stock | 38072 | Indirect |
| Common Stock | 24000 | Indirect |
| Common Stock | 24000 | Indirect |
| Common Stock | 28000 | Indirect |
| Common Stock | 106869 | Indirect |
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