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TUCOWS INC /PA/ — Director's Dealing 2012
Jun 4, 2012
33701_dirs_2012-06-04_aaffbfdf-4b96-4df2-aa51-aa74fb25be23.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: TUCOWS INC /PA/ (TCX)
CIK: 0000909494
Period of Report: 2011-03-04
Reporting Person: NOSS ELLIOT (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-04 | Common Stock | P | 24000 | $0.8373 | Acquired | 24000 | Indirect |
| 2011-03-04 | Common Stock | P | 24000 | $0.8373 | Acquired | 24000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 28000 | Indirect |
| Common Stock | 28000 | Indirect |
| Common Stock | 100 | Direct |
| Common Stock | 549285 | Indirect |
| Common Stock | 106869 | Indirect |
Footnotes
F1: These shares were purchased by Mr. Noss' wife and are held in her account, the Rachel Grinberg US RSP, over which Mr. Noss has control pursuant to a Power of Attorney granted to him by his wife on April 13, 2006.
F2: These shares were purchased by Mr. Noss' wife and are held in her account, the Rachel Grinberg Spousal RRSP, over which Mr. Noss has control pursuant to a Power of Attorney granted to him by his wife on January 29, 2007.
F3: These shares were purchased by Mr. Noss' wife and are held in her account, the Rachel Grinberg RRSP, over which Mr. Noss has control pursuant to a Power of Attorney granted to him by his wife on April 13, 2006.
F4: Represents 100 shares of restricted common stock granted on April 17, 2009; 75 of these shares are fully vested and the remaining 25 shares will vest on April 17, 2013. The initial Form 4 filed by Mr. Noss on March 7, 2011 correctly reported the total number of shares held by Mr. Noss, but incorrectly allocated these shares between his direct and indirect holdings. This amendment is being filed to correct the allocation of shares that Mr. Noss holds directly, indirectly through his RRSP and indirectly through the E. Noss Extended Family Trust and the E. Noss Trust
F5: The initial Form 4 filed by Mr. Noss on March 7, 2011 correctly reported the total number of shares held by Mr. Noss, but incorrectly allocated these shares between his direct and indirect holdings. This amendment is being filed to correct the allocation of shares that Mr. Noss holds directly, indirectly through his RRSP and indirectly through the E. Noss Extended Family Trust and the E. Noss Trust.
F6: The initial Form 4 filed by Mr. Noss on March 7, 2011 correctly reported the total number of shares held by Mr. Noss, but incorrectly allocated these shares between his direct and indirect holdings. This amendment is being filed to correct the allocation of shares that Mr. Noss holds directly, indirectly through his RRSP and indirectly through the E. Noss Extended Family Trust and the E. Noss Trust. These shares held by the E. Noss Extended Family Trust and E. Noss Trust are held through an account jointly controlled by Mr. Noss and his wife.