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TTM TECHNOLOGIES INC — Director's Dealing 2016
Aug 1, 2016
31083_dirs_2016-08-01_f13c6442-336e-490e-98c2-ad52d568c7b8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TTM TECHNOLOGIES INC (TTMI)
CIK: 0001116942
Period of Report: 2016-07-19
Reporting Person: ALDER KENTON K (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-07-19 | Common Stock | G | 89562 | $0.00 | Disposed | 35267 | Direct |
| 2016-07-28 | Common Stock | M | 4323 | $5.78 | Acquired | 39590 | Direct |
| 2016-07-28 | Common Stock | S | 4323 | $9.50 | Disposed | 35267 | Direct |
| 2016-07-29 | Common Stock | M | 12500 | $7.85 | Acquired | 47767 | Direct |
| 2016-07-29 | Common Stock | S | 12500 | $10.00 | Disposed | 35267 | Direct |
| 2016-07-19 | Common Stock | G | 89562 | $0.00 | Acquired | 294116 | Indirect |
| 2016-07-29 | Common Stock | S | 20000 | $10.00 | Disposed | 274116 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-28 | Employee Stock Option (Right to Buy) | $5.78 | M | 4323 | Disposed | 2019-02-12 | Common Stock (4323) | Direct |
| 2016-07-29 | Employee Stock Option (Right to Buy) | $7.85 | M | 12500 | Disposed | 2019-05-07 | Common Stock (12500) | Direct |
Footnotes
F1: Represents the transfer of shares to the Kenton K. Alder Family Living Trust.
F2: The options were exercised pursuant to a 10b5-1 Plan.
F3: The shares were sold pursuant to a 10b5-1 Sales Plan.
F4: One-third of the options vested and became exercisable on the first, second, and third anniversaries of the date of grant, beginning on February 12, 2010.
F5: One-third of the options vested and became exercisable on the first, second and third anniversaries of the date of grant, beginning on May 7, 2010.
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