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TTM TECHNOLOGIES INC — Director's Dealing 2016
Oct 11, 2016
31083_dirs_2016-10-11_7a5fc707-dde5-4485-b54b-3367bb8c5dc2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TTM TECHNOLOGIES INC (TTMI)
CIK: 0001116942
Period of Report: 2016-10-10
Reporting Person: ALDER KENTON K (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-10 | Common Stock | M | 50000 | $11.10 | Acquired | 85267 | Direct |
| 2016-10-10 | Common Stock | M | 12500 | $10.97 | Acquired | 97767 | Direct |
| 2016-10-10 | Common Stock | M | 12500 | $11.35 | Acquired | 110267 | Direct |
| 2016-10-10 | Common Stock | S | 75000 | $12.00 | Disposed | 35267 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-10 | Employee Stock Option (Right to Buy) | $11.10 | M | 50000 | Disposed | 2018-02-13 | Common Stock (50000) | Direct |
| 2016-10-10 | Employee Stock Option (Right to Buy) | $10.97 | M | 12500 | Disposed | 2019-08-05 | Common Stock (12500) | Direct |
| 2016-10-10 | Employee Stock Option (Right to Buy) | $11.35 | M | 12500 | Disposed | 2019-11-05 | Common Stock (12500) | Direct |
Footnotes
F1: The options were exercised pursuant to a 10b5-1 Plan.
F2: The shares were sold pursuant to a 10b5-1 Sales Plan.
F3: One-third of the options vested and became exercisable on the first, second, and third anniversaries of the date of grant, beginning on February 13, 2009.
F4: One-third of the options vested and became exercisable on the first, second, and third anniversaries of the date of grant, beginning on August 5, 2010.
F5: One-third of the options vested and became exercisable on the first, second, and third anniversaries of the date of grant, beginning on November 5, 2010.