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TRUSTMARK CORP — Major Shareholding Notification 2009
Feb 13, 2009
31534_mrq_2009-02-13_3842f658-bd2d-4994-87c2-2f443ea863ae.zip
Major Shareholding Notification
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SC 13D/A 1 formsc13da.htm TRUSTMARK CORPORTATION FORM SC-13DA 02-09-2009 formsc13da.htm Licensed to: EDGARfilings, Ltd. Document Created using EDGARizer 4.0.7.0 Copyright 1995 - 2008 EDGARfilings, Ltd., an IEC company. All rights reserved
SECURITIES EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a)
Amendment No. 7*
Trustmark Corporation
(Name of Issuer)
Common Stock, no par value
(Title of Class of Securities)
898402-10-2
(CUSIP Number)
Matthew L. Holleman, III, Trustee
Robert M. Hearin Support Foundation
P.O. Box 16505
Jackson, MS 39236-6505
Telephone: (601) 366-8363
(Name, Address and Telephone Number of Persons Authorized to
Receive Notices and Communications)
February 9, 2009
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this statement because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box o .
Note : Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Sec.240.13d-7 for other parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 11 Pages)
*The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 898401-10-2 Schedule 13D/A Page 2 of 11
| 1. | NAMES
OF REPORTING PERSONS Robert
M. Hearin Support Foundation | |
| --- | --- | --- |
| 2. | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) x (b) o |
| 3. | SEC
USE ONLY | |
| 4. | SOURCE
OF FUNDS OO | |
| 5. | CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) OR 2(e) | o |
| 6. | CITIZENSHIP
OR PLACE OF ORGANIZATION United
States | |
| NUMBER
OF SHARES
BENEFICIALLY OWNED
BY EACH REPORTING PERSON
WITH | SOLE
VOTING POWER 3,519,482 |
| --- | --- |
| 8. | SHARED
VOTING POWER 1,661,964 |
| 9. | SOLE
DISPOSITIVE POWER 3,519,482 |
| 10. | SHARED
DISPOSITIVE POWER 1,661,964 |
| 11. | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,181,446 | |
| --- | --- | --- |
| 12. | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES | o |
| 13. | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.0% | |
| 14. | TYPE
OF REPORTING PERSON OO | |
CUSIP No. 898401-10-2 Schedule 13D/A Page 3 of 11
| 1. | NAMES
OF REPORTING PERSONS The
Robert M. Hearin Foundation | |
| --- | --- | --- |
| 2. | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) x (b) o |
| 3. | SEC
USE ONLY | |
| 4. | SOURCE
OF FUNDS OO | |
| 5. | CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) OR 2(e) | o |
| 6. | CITIZENSHIP
OR PLACE OF ORGANIZATION United
States | |
| NUMBER
OF SHARES
BENEFICIALLY OWNED
BY EACH REPORTING PERSON
WITH | SOLE
VOTING POWER 383,928 |
| --- | --- |
| 8. | SHARED
VOTING POWER N/A |
| 9. | SOLE
DISPOSITIVE POWER 383,928 |
| 10. | SHARED
DISPOSITIVE POWER
N/A |
| 11. | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 383,928 | |
| --- | --- | --- |
| 12. | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES | o |
| 13. | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.7% | |
| 14. | TYPE
OF REPORTING PERSON OO | |
CUSIP No. 898401-10-2 Schedule 13D/A Page 4 of 11
| 1. | NAMES
OF REPORTING PERSONS Capitol
Street Corporation | |
| --- | --- | --- |
| 2. | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) x (b) o |
| 3. | SEC
USE ONLY | |
| 4. | SOURCE
OF FUNDS OO | |
| 5. | CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) OR 2(e) | o |
| 6. | CITIZENSHIP
OR PLACE OF ORGANIZATION Mississippi | |
| NUMBER
OF SHARES
BENEFICIALLY OWNED
BY EACH REPORTING PERSON
WITH | SOLE
VOTING POWER N/A |
| --- | --- |
| 8. | SHARED
VOTING POWER 1,388,964 |
| 9. | SOLE
DISPOSITIVE POWER N/A |
| 10. | SHARED
DISPOSITIVE POWER 1,388,964 |
| 11. | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,388,964 | |
| --- | --- | --- |
| 12. | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES | o |
| 13. | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.4% | |
| 14. | TYPE
OF REPORTING PERSON CO | |
CUSIP No. 898401-10-2 Schedule 13D/A Page 5 of 11
| 1. | NAMES
OF REPORTING PERSONS Galaxie
Corporation | |
| --- | --- | --- |
| 2. | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) x (b) o |
| 3. | SEC
USE ONLY | |
| 4. | SOURCE
OF FUNDS OO | |
| 5. | CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) OR 2(e) | o |
| 6. | CITIZENSHIP
OR PLACE OF ORGANIZATION Mississippi | |
| NUMBER
OF SHARES
BENEFICIALLY OWNED
BY EACH REPORTING PERSON
WITH | SOLE
VOTING POWER N/A |
| --- | --- |
| 8. | SHARED
VOTING POWER 1,388,964 |
| 9. | SOLE
DISPOSITIVE POWER N/A |
| 10. | SHARED
DISPOSITIVE POWER 1,388,964 |
| 11. | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,388,964 | |
| --- | --- | --- |
| 12. | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES | o |
| 13. | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.4% | |
| 14. | TYPE
OF REPORTING PERSON CO | |
CUSIP No. 898401-10-2 Schedule 13D/A Page 6 of 11
This Amendment No. 7 (this “Amendment”) amends and supplements the Statement on Schedule 13D, as heretofore amended (the “Schedule 13D”), relating to the shares of common stock, no par value (the “Shares”), of Trustmark Corporation, a Mississippi corporation (the “Issuer”), previously filed by Robert M. Hearin Support Foundation, The Robert M. Hearin Foundation, Capitol Street Corporation and Galaxie Corporation (each a “Reporting Person” and, collectively, the “Reporting Persons”). This Amendment is being filed to update Item 5 of the Schedule 13D relating to (i) the distribution of 2,990,300 Shares by Capitol Street Corporation to its sole shareholder, Galaxie Corporation, (ii) the pro rata distribution by Galaxie Corporation of such Shares to its shareholders, (iii) the distribution of 1,000,000 Shares received in such distribution by Bay Street Corporation to its sole shareholder, H-H Corp., and (iv) the pro rata distribution of such Shares by H-H Corp. to its shareholders, including Robert M. Hearin Support Foundation.
Item 1. Security and Issuer.
No change.
Item 2. Identity and Background.
Item 2 is hereby amended and supplemented to add the following information:
With respect to the beneficial owners of more than 5% or more of the common stock of Galaxie Corporation:
The 11.55% of Galaxie Corporation’s common stock previously held by Norma W. Hess Trust u/a 4/3/02 has been re-registered in the name of Norma W. Hess December 2006 Annuity Trust. Norma W. Hess December 2006 Annuity Trust and Robert M. Hearin Support Foundation own an aggregate of 95% of the common stock of H-H Corp., which owns 100% of the common stock of Bay Street Corporation. Bay Street Corporation owns 33.44% of the common stock of Galaxie Corporation.
The 15.83% of Galaxie Corporation’s common stock previously held by Else Partners, Limited Partnership has been re-registered in the name of Harmon & Co. Harmon & Co. is the nominee name of the trust department at Trustmark National Bank. The address of Harmon & Co. is c/o Trustmark National Bank, 248 East Capitol Street, Jackson, MS 39201.
To the knowledge of the Reporting Persons, none of the persons listed above in answer to this item have been convicted in a criminal proceeding in the past five years. To the knowledge of the Reporting Persons, none have been a party to a civil proceeding resulting in judgment, decree or final order enjoining future violations of or prohibiting or mandating activities subject to federal or state securities laws or finding any violations with respect to such laws.
Item 3. Source and Amount of Funds or Other Consideration.
No change.
Item 4. Purpose of Transaction.
No change.
CUSIP No. 898401-10-2 Schedule 13D/A Page 7 of 11
Item 5. Interest in Securities of the Issuer.
The following supplements the disclosure previously included in Item 5(a)-(b) to the Schedule 13D:
The beneficial ownership information of the Reporting Persons is hereby incorporated by reference from pages 2-5 of this Amendment. Set forth below are the holdings of persons required to be listed in Item 2 that have changed from what was previously reported in the Schedule 13D.
| Person
Named in Item 2 | Number
of Issuer’s Shares Beneficially Owned — Sole
Voting and Dispositive
Power | Percentage
of Issuer’s Shares Beneficially Owned — Sole
Voting and Dispositive
Power |
| --- | --- | --- |
| Matthew
L. Holleman, III | 66,606(1) | 0.1% |
| Daisy
S. Blackwell | 36,885 | 0.1% |
| Robert
M. Hearin, Jr. | 269,456(2) | 0.5% |
| Laurie
Hearin McRee | 499,544
(3) | 0.9% |
| Norma
W. Hess December 2006 Annuity Trust | 795,520(4) | 1.4% |
| Harmon
& Co. c/o Trustmark National Bank | 793,340(5) | 1.4% |
| Roger
Oresman | 8,400
(6) | 0.0% |
(1) Shares beneficially owned by Matthew L. Holleman, III include 6,057 Shares owned by his spouse and one of his children.
(2) Shares beneficially owned by Robert M. Hearin, Jr. include 51,216 Shares jointly owned with his spouse, 12,000 Shares by his children and 500 Shares owned by his spouse. Also includes 189,640 Shares received in the distribution by Galaxie Corporation.
(3) Includes 189,640 Shares received in the distribution from Galaxie Corporation.
(4) Includes 345,520 Shares received in the distribution from Galaxie Corporation and 450,000 Shares received in the distribution from H-H Corp.
(5) Includes 793,340 Shares received in the distribution from Galaxie Corporation. Harmon & Co. is the nominee name of the trust department of Trustmark National Bank, which holds Shares in trust or other accounts for the benefit of various persons. Harmon & Co. may be the nominee owner of additional Shares.
(6) Includes 5,400 Shares owned by his spouse.
The following supplements the disclosure previously included in Item 5(c) to the Schedule 13D:
On February 9, 2009, Capitol Street Corporation declared and paid a distribution of 2,990,300 Shares to it sole shareholder, Galaxie Corporation.
On February 9, 2009, Galaxie Corporation declared and paid a pro rata distribution of 2,990,300 Shares to its shareholders, of which the following Reporting Persons received the following Share distributions:
| Robert
M. Hearin Support Foundation | 62,620 |
| --- | --- |
| Capitol
Street Corporation | 98,020 |
CUSIP No. 898401-10-2 Schedule 13D/A Page 8 of 11
In addition, Bay Street Corporation, in which Robert M. Hearin Support Foundation owns an indirect 50% interest, received 1,000,000 Shares in the distribution from Galaxie Corporation. On February 9, 2009, Bay Street Corporation declared and paid a distribution of these 1,000,000 Shares to its sole shareholder, H-H Corp. On February 9, 2009, H-H Corp. declared and paid a pro rata distribution of these 1,000,000 Shares to its shareholders. As a 50% shareholder of H-H Corp., Robert M. Hearin Support Foundation received 500,000 Shares from H-H Corp. in this distribution.
ITEM 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
No change.
Item 7. Material to be Filed as Exhibits.
No change.
CUSIP No. 898401-10-2 Schedule 13D/A Page 9 of 11
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 10, 2009
| ROBERT
M. HEARIN SUPPORT FOUNDATION |
| --- |
| /s/ Robert
M. Hearin, Jr. |
| Robert
M. Hearin, Jr., Trustee |
| /s/ Matthew L. Holleman,
III |
| Matthew
L. Holleman, III, Trustee |
| /s/ Daisy S. Blackwell |
| Daisy
S. Blackwell, Trustee |
| E.
E. Laird, Jr., Trustee |
| /s/ Laurie
Hearin McRee |
| Laurie
Hearin McRee, Trustee |
| Alan
W. Perry, Trustee |
CUSIP No. 898401-10-2 Schedule 13D/A Page 10 of 11
| THE
ROBERT M. HEARIN FOUNDATION |
| --- |
| /s/ Robert
M. Hearin, Jr. |
| Robert
M. Hearin, Jr., Trustee |
| /s/ Matthew L. Holleman,
III |
| Matthew
L. Holleman, III, Trustee |
| /s/ Daisy S. Blackwell |
| Daisy
S. Blackwell, Trustee |
| E.
E. Laird, Jr., Trustee |
| /s/ Laurie
Hearin McRee |
| Laurie
Hearin McRee, Trustee |
| Alan
W. Perry, Trustee |
CUSIP No. 898401-10-2 Schedule 13D/A Page 11 of 11
| CAPITOL
STREET CORPORATION |
| --- |
| /s/ Matthew L. Holleman,
III |
| Matthew
L. Holleman, III, President |
| GALAXIE
CORPORATION |
| /s/ Matthew L. Holleman,
III |
| Matthew
L. Holleman, III, |
| Chief
Executive Officer and President |