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TRUPANION, INC. — Director's Dealing 2023
Aug 17, 2023
31711_dirs_2023-08-16_af21134f-154f-4ac5-8177-695f0f98aac4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRUPANION, INC. (TRUP)
CIK: 0001371285
Period of Report: 2023-08-14
Reporting Person: MCGIBNEY BRENNA (Chief Administration Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-14 | Common Stock | M | 490 | — | Acquired | 840 | Direct |
| 2023-08-14 | Common Stock | F | 262 | $28.97 | Disposed | 578 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-08-14 | Restricted Stock Unit (RSU) | $ | M | 490 | Disposed | 2023-08-14 | Common Stock (490) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit (RSU) | $ | 2023-08-14 | Common Stock (434) | 434 | Direct |
| Common Stock | $ | 2027-08-25 | Restricted Stock Unit (RSU) (5410) | 5410 | Direct |
| Restricted Stock Unit (RSU) | $ | 2023-08-14 | Common Stock (490) | 490 | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: This Form 4 discloses the shares of common stock that have been sold by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units.
F3: On August 14, 2023, the reporting person was granted 434 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on August 25, 2024, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F4: On August 14, 2023, the reporting person was granted 5,410 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on August 25, 2024, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F5: On August 14, 2023, the reporting person was granted 490 restricted stock units (RSUs). The RSUs were issued in lieu of a cash bonus pursuant to the Issuer's cash bonus conversion program. The RSUs were fully vested on the grant date.