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TRUPANION, INC. — Director's Dealing 2022
Mar 2, 2022
31711_dirs_2022-03-01_04ebd94d-bc0f-4acb-82a2-2c2724939845.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRUPANION, INC. (TRUP)
CIK: 0001371285
Period of Report: 2022-02-25
Reporting Person: PLOUF TRICIA (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-25 | Common Stock | S | 3500 | $85 | Disposed | 21857 | Direct |
| 2022-02-25 | Common Stock | M | 1220 | — | Acquired | 23077 | Direct |
| 2022-02-25 | Common Stock | F | 328 | $88.63 | Disposed | 22749 | Direct |
| 2022-02-25 | Common Stock | M | 1782 | — | Acquired | 24531 | Direct |
| 2022-02-25 | Common Stock | F | 433 | $88.63 | Disposed | 24098 | Direct |
| 2022-02-25 | Common Stock | M | 2172 | — | Acquired | 26270 | Direct |
| 2022-02-25 | Common Stock | F | 528 | $88.63 | Disposed | 25742 | Direct |
| 2022-02-25 | Common Stock | M | 11578 | — | Acquired | 37320 | Direct |
| 2022-02-25 | Common Stock | F | 3859 | $88.63 | Disposed | 33461 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-25 | Restricted Stock Unit (RSU) | $ | M | 1220 | Disposed | 2022-02-25 | Common Stock (1220.0) | Direct |
| 2022-02-25 | Restricted Stock Unit (RSU) | $ | M | 1782 | Disposed | 2023-02-25 | Common Stock (1782.0) | Direct |
| 2022-02-25 | Restricted Stock Unit (RSU) | $ | M | 2172 | Disposed | 2024-02-25 | Common Stock (2172.0) | Direct |
| 2022-02-25 | Restricted Stock Unit (RSU) | $ | M | 11578 | Disposed | Common Stock (11578.0) | Direct | |
| 2022-02-28 | Restricted Stock Unit (RSU) | $ | A | 52250 | Acquired | Common Stock (52250.0) | Direct |
Footnotes
F1: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on August 31, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
F2: Restricted stock units convert into common stock on a one-for-one basis.
F3: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.
F4: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
F5: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
F6: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
F7: On February 22, 2021, the Reporting Person was granted 46,312 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
F8: On February 28, 2022, the Reporting Person was granted 52,250 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2023, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.