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TRUPANION, INC. — Director's Dealing 2022
May 4, 2022
31711_dirs_2022-05-03_f6f899c2-ea1c-482c-84dc-e49dfb2c8f90.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRUPANION, INC. (TRUP)
CIK: 0001371285
Period of Report: 2022-04-29
Reporting Person: RAWLINGS DARRYL (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-22 | Common Stock | G | 4000 | — | Disposed | 561350 | Direct |
| 2022-04-22 | Common Stock | G | 4000 | — | Acquired | 857109 | Indirect |
| 2022-04-28 | Common Stock | G | 4000 | — | Disposed | 557350 | Direct |
| 2022-04-28 | Common Stock | G | 4000 | — | Acquired | 861109 | Indirect |
| 2022-04-29 | Common Stock | S | 4000 | $70.37 | Disposed | 857109 | Indirect |
Footnotes
F1: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.
F2: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 8, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.