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TRUPANION, INC. — Director's Dealing 2021
Jan 6, 2021
31711_dirs_2021-01-05_c993ce93-cc32-457a-85f3-0fadf38e6174.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRUPANION, INC. (TRUP)
CIK: 0001371285
Period of Report: 2020-12-31
Reporting Person: RUBIN HOWARD E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Common Stock | M | 349 | — | Acquired | 217361 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | Restricted Stock Unit (RSU) | $ | M | 349 | Disposed | Common Stock (349.0) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On April 17, 2020, the Reporting Person was granted 1,393 restricted stock units, of which 25% became immediately vested. The remaining RSUs vested and converted to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.
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