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TRUPANION, INC. Director's Dealing 2021

Apr 20, 2021

31711_dirs_2021-04-19_05545135-d2ed-46a6-904e-ef2cdb422aa8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TRUPANION, INC. (TRUP)
CIK: 0001371285
Period of Report: 2021-04-15

Reporting Person: PLOUF TRICIA (President and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-04-15 Common Stock M 1069 $14.40 Acquired 30536 Direct
2021-04-15 Common Stock S 1069 $77.86 Disposed 29467 Direct
2021-04-15 Common Stock S 431 $77.86 Disposed 29036 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-04-15 Stock Option (right to buy) $14.4 M 1069 Disposed 2026-05-06 Common Stock (1069.0) Direct

Footnotes

F1: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2: The option vested as to 25% of the total shares on May 6, 2017, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 6, 2020.