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TRUPANION, INC. — Director's Dealing 2021
Apr 24, 2021
31711_dirs_2021-04-23_521ee683-d879-45c1-8c81-b9766696222c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRUPANION, INC. (TRUP)
CIK: 0001371285
Period of Report: 2021-04-21
Reporting Person: RAWLINGS DARRYL (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-26 | Common Stock | G | 16000 | — | Disposed | 585943 | Direct |
| 2021-02-26 | Common Stock | G | 16000 | — | Acquired | 972222 | Indirect |
| 2021-03-15 | Common Stock | G | 19000 | — | Disposed | 566943 | Direct |
| 2021-03-15 | Common Stock | G | 19000 | — | Acquired | 991222 | Indirect |
| 2021-04-09 | Common Stock | G | 24000 | — | Disposed | 542943 | Direct |
| 2021-04-09 | Common Stock | G | 24000 | — | Acquired | 1015222 | Indirect |
| 2021-04-21 | Common Stock | S | 4000 | $79.70 | Disposed | 1011222 | Indirect |
Footnotes
F1: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.
F2: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.