TRUPANION, INC. — Director's Dealing 2021

Apr 28, 2021

SEC Form 4/A — Form 4/A

Issuer: TRUPANION, INC. (TRUP)
CIK: 0001371285
Period of Report: 2020-02-24

Reporting Person: BEARMAN ASHER (EVP, Business Development)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-24	Common Stock	M	0	—	Acquired	1160	Direct
2020-02-24	Common Stock	F	0	—	Disposed	1160	Direct
2020-02-25	Common Stock	M	1220	—	Acquired	2380	Direct
2020-02-25	Common Stock	F	361	—	Disposed	2019	Direct
2020-02-25	Common Stock	M	8317	—	Acquired	10336	Direct
2020-02-25	Common Stock	F	2046	—	Disposed	8290	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-24	Restricted Stock Unit (RSU)	$32.6	A	0	Acquired	2020-02-24	Common Stock (0.0)	Direct
2020-02-24	Restricted Stock Unit (RSU)	$32.6	M	0	Disposed	2020-02-24	Common Stock (0.0)	Direct
2020-02-25	Restricted Stock Unit (RSU)	$	M	1220	Disposed	2022-02-25	Common Stock (1220.0)	Direct
2020-02-25	Restricted Stock Unit (RSU)	$	M	8317	Disposed	2023-02-25	Common Stock (8317.0)	Direct

Footnotes

F1: This Form 4 amendment is being made to correct the erroneously reported grant of (i) 1,171 RSUs and (ii) withholding of 347 shares of common stock by the issuer to satisfy its income tax withholding obligations in connection with this erroneous grant. The reporting person did not receive the RSUs reported in the original Form 4.

F2: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

F3: Restricted stock units convert into common stock on a one-for-one basis.

F4: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F5: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.