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TRUPANION, INC. — Director's Dealing 2021
May 28, 2021
31711_dirs_2021-05-27_e1131093-57b6-4f49-87bd-f360389972c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRUPANION, INC. (TRUP)
CIK: 0001371285
Period of Report: 2021-05-25
Reporting Person: Friedman Gavin (EVP, People and Legal)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-25 | Common Stock | M | 312 | — | Acquired | 853 | Direct |
| 2021-05-25 | Common Stock | F | 122 | $83.41 | Disposed | 731 | Direct |
| 2021-05-25 | Common Stock | M | 684 | — | Acquired | 1415 | Direct |
| 2021-05-25 | Common Stock | F | 269 | $83.41 | Disposed | 1146 | Direct |
| 2021-05-25 | Common Stock | M | 23 | — | Acquired | 1169 | Direct |
| 2021-05-25 | Common Stock | F | 9 | $83.41 | Disposed | 1160 | Direct |
| 2021-05-25 | Common Stock | M | 2746 | — | Acquired | 3906 | Direct |
| 2021-05-25 | Common Stock | F | 1080 | $83.41 | Disposed | 2826 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-25 | Restricted Stock Unit (RSU) | $ | M | 312 | Disposed | 2022-02-25 | Common Stock (312.0) | Direct |
| 2021-05-25 | Restricted Stock Unit (RSU) | $ | M | 684 | Disposed | 2023-02-25 | Common Stock (684.0) | Direct |
| 2021-05-25 | Restricted Stock Unit (RSU) | $ | M | 23 | Disposed | 2023-11-25 | Common Stock (23.0) | Direct |
| 2021-05-25 | Restricted Stock Unit (RSU) | $ | M | 2746 | Disposed | 2024-02-25 | Common Stock (2746.0) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.
F3: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
F4: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
F5: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
F6: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.