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TRUPANION, INC. — Director's Dealing 2021
Jun 22, 2021
31711_dirs_2021-06-22_9f73b114-dc58-4ea8-83ad-4a62e78af745.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRUPANION, INC. (TRUP)
CIK: 0001371285
Period of Report: 2021-06-17
Reporting Person: PLOUF TRICIA (Co-President and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-17 | Common Stock | M | 151 | $14.40 | Acquired | 32325 | Direct |
| 2021-06-17 | Common Stock | S | 151 | $99.01 | Disposed | 32174 | Direct |
| 2021-06-17 | Common Stock | S | 1349 | $99.01 | Disposed | 30825 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-17 | Stock Option (right to buy) | $14.4 | M | 151 | Disposed | 2026-05-06 | Common Stock (151.0) | Direct |
Footnotes
F1: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
F2: The option vested as to 25% of the total shares on May 6, 2017, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 6, 2020.
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