Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

TRUPANION, INC. Director's Dealing 2021

Oct 5, 2021

31711_dirs_2021-10-04_4f68ddd4-9d7e-43de-8405-9507ff671467.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TRUPANION, INC. (TRUP)
CIK: 0001371285
Period of Report: 2021-09-30

Reporting Person: PLOUF TRICIA (Co-President and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-30 Common Stock M 2256 $7.78 Acquired 33081 Direct
2021-09-30 Common Stock S 827 $78.6811 Disposed 32254 Direct
2021-09-30 Common Stock S 739 $80.0736 Disposed 31515 Direct
2021-09-30 Common Stock S 690 $80.9361 Disposed 30825 Direct
2021-09-30 Common Stock S 539 $78.6489 Disposed 30286 Direct
2021-09-30 Common Stock S 600 $80.5133 Disposed 29686 Direct
2021-09-30 Common Stock S 105 $81.51 Disposed 29581 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-09-30 Stock Option (right to buy) $7.78 M 2256 Disposed 2025-07-24 Common Stock (2256.0) Direct

Footnotes

F1: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.49 to $79.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.49 to $80.39 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.55 to $81.51 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.49 to $78.84 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.39 to $80.76 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The option is fully vested.