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TRUPANION, INC. — Director's Dealing 2021
Nov 17, 2021
31711_dirs_2021-11-16_1003a213-393c-4e97-a552-daf8e0a21a14.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRUPANION, INC. (TRUP)
CIK: 0001371285
Period of Report: 2021-11-12
Reporting Person: Wolff Andrew D. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-12 | Common Stock | M | 145 | — | Acquired | 278 | Direct |
| 2021-11-12 | Common Stock | F | 34 | $129.99 | Disposed | 244 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-12 | Restricted Stock Unit (RSU) | $ | A | 145 | Acquired | Common Stock (145.0) | Direct | |
| 2021-11-12 | Restricted Stock Unit (RSU) | $ | A | 7044 | Acquired | Common Stock (7044.0) | Direct | |
| 2021-11-12 | Restricted Stock Unit (RSU) | $ | M | 145 | Disposed | Common Stock (145.0) | Direct |
Footnotes
F1: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.
F2: Restricted stock units convert into common stock on a one-for-one basis.
F3: The RSU was fully vested on date of grant.
F4: On November 12, 2021, the Reporting Person was granted 7,044 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on November 12, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.