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TRUPANION, INC. — Director's Dealing 2020
Jan 30, 2020
31711_dirs_2020-01-29_cd0c4bfd-2ea8-4fe9-a088-9f58dadef263.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TRUPANION, INC. (TRUP)
CIK: 0001371285
Period of Report: 2020-01-01
Reporting Person: Friedman Gavin (Chief People Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 234 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $16.32 | 2026-09-19 | Common Stock (36000.0) | Direct | |
| Stock Option (right to buy) | $17.97 | 2027-05-04 | Common Stock (9000.0) | Direct | |
| Restricted Stock Unit (RSU) | $28.01 | 2022-02-25 | Common Stock (2813.0) | Direct | |
| Restricted Stock Unit (RSU) | $29.93 | 2023-02-25 | Common Stock (10943.0) | Direct | |
| Restricted Stock Unit (RSU) | $31.525 | 2023-11-25 | Common Stock (365.0) | Direct |
Footnotes
F1: The option vested as to 25% of the total shares on September 12, 2017, and then 2.0833% of the total shares vests monthly thereafter, with 100% of the total shares vested and exercisable on September 12, 2020, subject to continued service through each vesting date.
F2: The option vested as to 25% of the total shares on May 4, 2018, and then 2.0833% of the total shares vests monthly thereafter, with 100% of the total shares vested and exercisable on May 4, 2021, subject to continued service through each vesting date.
F3: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
F4: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
F5: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.