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TRUPANION, INC. — Director's Dealing 2020
May 28, 2020
31711_dirs_2020-05-27_45ae6392-6dad-4804-8bdd-cc2f6907d5ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRUPANION, INC. (TRUP)
CIK: 0001371285
Period of Report: 2020-05-25
Reporting Person: BEARMAN ASHER (Chief Strategy Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-25 | Common Stock | M | 1219 | — | Acquired | 9323 | Direct |
| 2020-05-25 | Common Stock | F | 296 | $33.21 | Disposed | 9027 | Direct |
| 2020-05-25 | Common Stock | M | 2079 | — | Acquired | 11106 | Direct |
| 2020-05-25 | Common Stock | F | 506 | $33.21 | Disposed | 10600 | Direct |
| 2020-05-26 | Common Stock | S | 1500 | $33.323 | Disposed | 9100 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-25 | Restricted Stock Unit (RSU) | $ | M | 1219 | Disposed | 2022-02-25 | Common Stock (1219.0) | Direct |
| 2020-05-25 | Restricted Stock Unit (RSU) | $ | M | 2079 | Disposed | 2023-02-25 | Common Stock (2079.0) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stockunits, and does not represent a sale by the reporting person.
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.27 to $33.35 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
F4: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
F5: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.