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TRUPANION, INC. — Director's Dealing 2020
Jul 2, 2020
31711_dirs_2020-07-01_9afe6945-c3f6-4b52-ad41-0dc97e130851.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRUPANION, INC. (TRUP)
CIK: 0001371285
Period of Report: 2020-06-29
Reporting Person: PLOUF TRICIA (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-29 | Common Stock | M | 17000 | $8.74 | Acquired | 23972 | Direct |
| 2020-06-29 | Common Stock | S | 17000 | $42.4308 | Disposed | 6972 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-29 | Stock Option (right to buy) | $8.74 | M | 17000 | Disposed | 2024-09-26 | Common Stock (17000.0) | Direct |
Footnotes
F1: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.47 to $42.99 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
F3: This stock option grant is fully vested.