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TRUPANION, INC. — Director's Dealing 2019
Feb 11, 2019
31711_dirs_2019-02-11_20524721-4d57-4af0-bc9e-a1528f5ebb4e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TRUPANION, INC. (TRUP)
CIK: 0001371285
Period of Report: 2019-02-01
Reporting Person: Houk Thomas J (Chief Member Exper. Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15500 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $4.8 | 2023-11-07 | Common Stock (5000.0) | Direct | |
| Stock Option (right to buy) | $8.74 | 2024-09-26 | Common Stock (35000.0) | Direct | |
| Stock Option (right to buy) | $7.78 | 2025-07-24 | Common Stock (9156.0) | Direct | |
| Stock Option (right to buy) | $15.46 | 2026-07-22 | Common Stock (7650.0) | Direct | |
| Stock Option (right to buy) | $17.97 | 2027-05-04 | Common Stock (23448.0) | Direct | |
| Restricted Stock Unit (RSU) | $0.0 | 2022-02-25 | Common Stock (19512.0) | Direct |
Footnotes
F1: The option vested as to 25% of the total shares on November 8, 2014, and then 2.0833% of the total shares vested monthly thereafter, with 100% of the total shares vested and exercisable on November 8, 2017.
F2: The option vested as to 25% of the total shares on August 1, 2015, and then 2.0833% of the total shares vested monthly thereafter, with 100% of the total shares vested and exercisable on August 1, 2018.
F3: The option vests as to 25% of the total shares on July 24, 2016, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on July 24, 2019, subject to the reporting person's provision of service to the issuer on each vesting date.
F4: The option vests as to 25% of the total shares on July 22, 2017, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on July 22, 2020, subject to the reporting person's provision of service to the issuer on each vesting date.
F5: The option vests as to 25% of the total shares on May 4, 2018, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 4, 2021, subject to the reporting person's provision of service to the issuer on each vesting date.
F6: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.