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TRUPANION, INC. — Director's Dealing 2017
Aug 31, 2017
31711_dirs_2017-08-31_54464bca-892d-49ab-a341-148a3df97b15.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRUPANION INC. (TRUP)
CIK: 0001371285
Period of Report: 2017-08-29
Reporting Person: BEARMAN ASHER (Chief Administrative Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-29 | Common Stock | M | 1500 | $4.77 | Acquired | 5539 | Direct |
| 2017-08-29 | Common Stock | S | 1500 | $22.7167 | Disposed | 4039 | Direct |
| 2017-08-30 | Common Stock | M | 1000 | $4.77 | Acquired | 5039 | Direct |
| 2017-08-30 | Common Stock | S | 1000 | $22.2878 | Disposed | 4039 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-29 | Stock Option (right to buy) | $4.77 | M | 1500 | Disposed | 2023-08-02 | Common Stock (1500.0) | Direct |
| 2017-08-30 | Stock Option (right to buy) | $4.77 | M | 1000 | Disposed | 2023-08-02 | Common Stock (1000.0) | Direct |
Footnotes
F1: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.70 to $22.75 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.24 to $22.33 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The option vested as to 25% of the total shares on July 15, 2014, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on July 15, 2017, subject to the reporting person's provision of service to the issuer on each vesting date.