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TRUPANION, INC. — Director's Dealing 2017
Feb 7, 2017
31711_dirs_2017-02-07_914ea88a-563e-4613-b090-95b1670dcd46.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TRUPANION INC. (TRUP)
CIK: 0001371285
Period of Report: 2017-02-03
Reporting Person: BEARMAN ASHER (Chief Administrative Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4039 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $4.77 | 2023-08-02 | Common Stock (131621.0) | Direct | |
| Stock Option (right to buy) | $7.78 | 2025-07-24 | Common Stock (19200.0) | Direct | |
| Stock Option (right to buy) | $15.46 | 2026-07-22 | Common Stock (10450.0) | Direct |
Footnotes
F1: The option vests as to 25% of the total shares on July 15, 2014, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on July 15, 2017, subject to the reporting person's provision of service to the issuer on each vesting date.
F2: The option vests as to 25% of the total shares on July 24, 2016, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on July 24, 2019, subject to the reporting person's provision of service to the issuer on each vesting date.
F3: The option vests as to 25% of the total shares on July 22, 2017, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on July 22, 2020, subject to the reporting person's provision of service to the issuer on each vesting date.