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TRUPANION, INC. — Director's Dealing 2017
Nov 8, 2017
31711_dirs_2017-11-08_47655558-d027-4ad5-b5ff-63e86780fb4f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRUPANION INC. (TRUP)
CIK: 0001371285
Period of Report: 2017-11-07
Reporting Person: PLOUF TRICIA (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-07 | Common Stock | S | 1000 | $32.11 | Disposed | 0 | Indirect |
| 2017-11-07 | Common Stock | M | 14000 | $4.05 | Acquired | 14000 | Direct |
| 2017-11-07 | Common Stock | A | 14000 | $31.3188 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-07 | Stock Option (right to buy) | $4.05 | M | 14000 | Disposed | 2023-02-04 | Common Stock (14000.0) | Direct |
Footnotes
F1: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.175 to $31.75 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The option vested as to 25% of the total shares on October 8, 2013, and then 2.0833% of the total shares vested monthly thereafter, with 100% of the total shares vested and exercisable on October 8, 2016, subject to the reporting person's provision of service to the issuer on each vesting date.