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TRUPANION, INC. — Director's Dealing 2016
May 9, 2016
31711_dirs_2016-05-09_0c207ff0-aa54-4639-859e-1c95417b951d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TRUPANION INC. (TRUP)
CIK: 0001371285
Period of Report: 2016-05-06
Reporting Person: PLOUF TRICIA (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $4.05 | 2023-02-04 | Common Stock (20000.0) | Direct | |
| Stock Option (right to buy) | $4.8 | 2023-11-07 | Common Stock (10000.0) | Direct | |
| Stock Option (right to buy) | $8.74 | 2024-09-26 | Common Stock (50000.0) | Direct | |
| Stock Option (right to buy) | $7.78 | 2025-07-24 | Common Stock (10255.0) | Direct |
Footnotes
F1: Shares held by Joseph Plouf, spouse of reporting person.
F2: The option vests as to 25% of the total shares on October 8, 2013, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on October 8, 2016, subject to the reporting person's provision of service to the issuer on each vesting date.
F3: The option vests as to 25% of the total shares on November 8, 2014, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on November 8, 2017, subject to the reporting person's provision of service to the issuer on each vesting date.
F4: The option vests as to 25% of the total shares on August 1, 2015, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on August 1, 2018, subject to the reporting person's provision of service to the issuer on each vesting date.
F5: The option vests as to 25% of the total shares on July 24, 2016, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on July 24, 2019, subject to the reporting person's provision of service to the issuer on each vesting date.