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TRUPANION, INC. — Director's Dealing 2015
Feb 20, 2015
31711_dirs_2015-02-20_ce510311-a208-4a60-8cdc-2279b47d9b50.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRUPANION INC. (TRUP)
CIK: 0001371285
Period of Report: 2015-02-18
Reporting Person: Ferracone Robin A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-18 | Common Stock | P | 5099 | $7.377 | Acquired | 15099 | Indirect |
| 2015-02-19 | Common Stock | P | 1901 | $7.85 | Acquired | 17000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-18 | Stock Option (right to buy) | $7.73 | A | 23360 | Acquired | 2025-02-18 | Common Stock (23360) | Direct |
Footnotes
F1: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $7.350 to 7.378 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
F2: Shares held of record by Robin A. Ferracone TTEE of the Robin A. Ferracone Living Trust dtd 6/3/2002, of which the reporting person is a beneficiary.
F3: The option vests as to 25% of the total shares on February 18, 2016, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on February 18, 2019, subject to the reporting person's provision of service to the issuer on each vesting date.