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TRUIST FINANCIAL CORP — Director's Dealing 2021
Jan 26, 2021
29975_dirs_2021-01-26_0bf620f8-39d2-479a-ab4d-313c56de2f46.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRUIST FINANCIAL CORP (TFC)
CIK: 0000092230
Period of Report: 2021-01-22
Reporting Person: Starnes Clarke R III (Chief Risk Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-22 | Common Stock | M | 48175.0000 | $32.1000 | Acquired | 182205.0000 | Direct |
| 2021-01-22 | Common Stock | S | 48175.0000 | $51.0630 | Disposed | 134030.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-22 | Stock Option (right to buy) | $32.1000 | M | 48175.0000 | Disposed | 2026-02-23 | Common Stock (48175.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14310.2760 | Indirect |
| Common Stock | 7715.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $38.2200 | 2025-02-24 | Common Stock (37565.0000) | 37565.0000 | Direct |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $50.9300 to $51.3400. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2: Includes 630.471 shares acquired between January 1, 2020 and December 31, 2020, under the Issuer's 401(k) plan. The information in this report is based on plan statements dated Janaury 1, 2020 through December 31, 2020.