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TRUIST FINANCIAL CORP Director's Dealing 2021

Feb 25, 2021

29975_dirs_2021-02-25_9dea8c6d-f08b-46c5-9219-e1bf1261acb5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TRUIST FINANCIAL CORP (TFC)
CIK: 0000092230
Period of Report: 2021-02-23

Reporting Person: RATCLIFFE DAVID M (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-23 Restricted Stock Unit $ A 2554.0000 Acquired Common Stock (2554.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2923.0000 Direct
Common Stock 1645.0000 Indirect
Common Stock 25900.0000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock Unit $ Common Stock (39358.4960) 39358.4960 Direct
Phantom Stock Units $ Common Stock (37019.7980) 37019.7980 Direct

Footnotes

F1: Represents restricted stock units granted under the Truist Financial Corporation 2012 Incentive Plan for which a deferral election has been made pursuant to the Truist Financial Corporation Amended and Restated Non-Employee Directors' Deferred Compensation Plan. Payments in the form of shares of common stock commence following the reporting person's departure from the Board of Directors of Truist Financial Corporation. These securities convert to common stock on a one-for-one basis.

F2: Represents phantom stock units issued prior to the merger under the SunTrust Banks, Inc. Directors' Deferred Compensation Plan with respect to the deferral of meeting and/or retainer fees payable in cash. Payments commence following the reporting person's departure from the Board of Directors of Truist Financial Corporation. These securities convert to common stock on a one-for-one basis.

F3: Includes shares acquired as a result of dividend reinvestment since the last reported transaction.

F4: Represents phantom stock units issued prior to the merger under the SunTrust Banks, Inc. 2009 Stock Plan or 2018 Omnibus Incentive Compensation Plan for which the director made an election to defer receipt until departure from the Board. These securities convert to common stock on a one-for-one basis.