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TRUIST FINANCIAL CORP Director's Dealing 2021

Apr 21, 2021

29975_dirs_2021-04-21_131e889d-ce29-488e-8051-ac763e527c13.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TRUIST FINANCIAL CORP (TFC)
CIK: 0000092230
Period of Report: 2021-04-19

Reporting Person: Maguire Michael Baron (Sr. Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-04-19 Common Stock S 3250.0000 $58.1600 Disposed 7027.3480 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Unit $ 2022-02-08 Common Stock (7721.1710) 7721.1710 Direct
Restricted Stock Units $ 2022-02-08 Common Stock (3767.6050) 3767.6050 Direct
Restricted Stock Units $ 2021-06-14 Common Stock (36645.3620) 36645.3620 Direct
Restricted Stock Units $ 2022-10-01 Common Stock (49345.5290) 49345.5290 Direct

Footnotes

F1: Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time- vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.