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TRUIST FINANCIAL CORP Director's Dealing 2021

Oct 20, 2021

29975_dirs_2021-10-20_d2dd1f18-30f4-4bf7-9609-788121b0be66.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TRUIST FINANCIAL CORP (TFC)
CIK: 0000092230
Period of Report: 2021-10-18

Reporting Person: KING KELLY S (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-10-18 Common Stock M 71611.0000 $37.5500 Acquired 174816.3770 Direct
2021-10-18 Common Stock S 71611.0000 $61.9830 Disposed 103205.3770 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-10-18 Stock Option (right to buy) $37.5500 M 71611.0000 Disposed 2024-02-25 Common Stock (71611.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 302204.0000 Indirect
Common Stock 651.4430 Indirect
Common Stock 125273.3830 Indirect
Common Stock 57388.5500 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (right to buy) $38.2200 2025-02-24 Common Stock (120714.0000) 120714.0000 Direct
Stock Option (right to buy) $32.1000 2026-02-23 Common Stock (155555.0000) 155555.0000 Direct

Footnotes

F1: Includes 68.957 shares acquired in September 2021, under the Issuer's Dividend Reinvestment Plan.

F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $61.9200 to $62.1050. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3: Includes 5.495 shares acquired between July 1, 2021 and September 30, 2021, under the Issuer's 401(k) plan. The information in this report is based on plan statements dated July 1, 2021 through September 30, 2021.

F4: Includes 1,044.433 shares acquired in September 2021, under Dividend Reinvestment Plans.

F5: Includes 10.570 shares acquired in September 2021, under the Issuer's Dividend Reinvestment Plan.

F6: On February 24, 2015, the reporting person was granted an option to purchase 120,714 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2018 were met, resulting in 40,239 options being earned.

F7: On February 23, 2016, the reporting person was granted an option to purchase 155,555 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2019 were met, resulting in 51,852 options being earned.