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TRUIST FINANCIAL CORP — Director's Dealing 2017
Feb 23, 2017
29975_dirs_2017-02-23_cb2f5caf-5297-4523-b315-4ae100a0eb0e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BB&T CORP (BBT)
CIK: 0000092230
Period of Report: 2017-02-21
Reporting Person: Henson Christopher L (President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-21 | Common Stock | A | 10176.0000 | $0.0000 | Acquired | 162457.0790 | Direct |
| 2017-02-21 | Common Stock | A | 8440.0000 | $0.0000 | Acquired | 170897.0790 | Direct |
| 2017-02-21 | Common Stock | A | 8264.0000 | $0.0000 | Acquired | 179161.0790 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-21 | Stock Option (right to buy) | $37.5500 | A | 9922.0000 | Acquired | 2024-02-25 | Common Stock (9922.0000) | Direct |
| 2017-02-21 | Stock Option (right to buy) | $38.2200 | A | 16459.0000 | Acquired | 2025-02-24 | Common Stock (16459.0000) | Direct |
| 2017-02-21 | Stock Option (right to buy) | $32.1000 | A | 21102.0000 | Acquired | 2026-02-23 | Common Stock (21102.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 39028.7720 | Indirect |
| Common Stock | 3.4780 | Indirect |
| Common Stock | 3.4780 | Indirect |
| Common Stock | 8594.1430 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $30.0800 | 2023-02-26 | Common Stock (42233.0000) | 42233.0000 | Direct |
Footnotes
F1: On February 23, 2016, the reporting person was granted 30,529 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. The performance criteria for 2017 were met, resulting in 10,176 restricted stock units being earned.
F2: On February 24, 2015, the reporting person was granted 25,320 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2016, 2017, and 2018. The performance criteria for 2017 were met, resulting in 8,440 restricted stock units being earned.
F3: On February 25, 2014, the reporting person was granted 24,793 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year February 25, 2015, 2016, and 2017. The performance criteria for 2017 were met, resulting in 8,264 restricted stock units being earned.
F4: On February 25, 2014, the reporting person was granted an option to purchase 29,763 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. The performance criteria for 2017 were met, resulting in 9,922 options being earned.
F5: On February 24, 2015, the reporting person was granted an option to purchase 49,375 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year March 15, 2016, 2017, and 2018. The performance criteria for 2017 were met, resulting in 16,459 options being earned.
F6: On February 23, 2016, the reporting person was granted an option to purchase 63,307 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. The performance criteria for 2017 were met, resulting in 21,102 options being earned.
F7: The option is exercisable in three equal annual installments beginning on 02/26/2014.