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TRUIST FINANCIAL CORP — Director's Dealing 2016
Feb 23, 2016
29975_dirs_2016-02-23_22d2a797-6751-4e21-b4e3-ffb66ea59147.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BB&T CORP (BBT)
CIK: 0000092230
Period of Report: 2016-02-21
Reporting Person: Yates William Rufus (Sr. Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-21 | Common Stock | F | 1451.0000 | $32.3800 | Disposed | 19480.8360 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17664.5450 | Indirect |
| Common Stock | 1699.8180 | Indirect |
| Common Stock | 13808.0000 | Indirect |
| Common Stock | 8192.0000 | Indirect |
| Series F Nonconvertible Perpetual Preferred Stock | 7345.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $44.1500 | 2017-02-20 | Common Stock (11901.0000) | 11901.0000 | Direct |
| Stock Option (right to buy) | $30.0900 | 2022-02-21 | Common Stock (13953.0000) | 13953.0000 | Direct |
| Stock Option (right to buy) | $27.7300 | 2021-02-22 | Common Stock (11159.0000) | 11159.0000 | Direct |
| Stock Option (right to buy) | $37.5500 | 2024-02-25 | Common Stock (3400.0000) | 3400.0000 | Direct |
| Stock Option (right to buy) | $34.2900 | 2018-02-26 | Common Stock (16019.0000) | 16019.0000 | Direct |
| Stock Option (right to buy) | $30.0800 | 2023-02-26 | Common Stock (14562.0000) | 14562.0000 | Direct |
Footnotes
F1: Includes 0.006 shares acquired in December 2015, under the Issuer's Dividend Reinvestment Plan.
F2: Due to share price adjustments between October 1, 2015 and December 31, 2015, the reporting person's common stock holdings, under the Issuer's 401(k) plan were reduced by 15.717 shares. The information in this report is based on plan statements dated October 1, 2015 through December 31, 2015.
F3: The option is exercisable in five equal annual installments beginning on 2/20/2008.
F4: The option is exercisable in four equal annual installments beginning on 02/21/2013.
F5: The option is exercisable in four equal annual installments beginning on 2/22/2012.
F6: On February 25, 2014, the reporting person was granted an option to purchase 10,204 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. The performance criteria for 2015 were met, resulting in vesting of the option as to 3,400 shares.
F7: The option is exercisable in five equal annual installments beginning on 2/26/2009.
F8: The option is exercisable in three equal annual installments beginning on 02/26/2014.