AI assistant
TRUIST FINANCIAL CORP — Director's Dealing 2016
Feb 25, 2016
29975_dirs_2016-02-25_6bd80404-8d62-4af3-bc76-8d3b5047def6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BB&T CORP (BBT)
CIK: 0000092230
Period of Report: 2016-02-23
Reporting Person: KING KELLY S (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-23 | Common Stock | A | 20634.0000 | $0.0000 | Acquired | 303631.6970 | Direct |
| 2016-02-23 | Common Stock | A | 19885.0000 | $0.0000 | Acquired | 323516.6970 | Direct |
| 2016-02-23 | Common Stock | A | 4946.0000 | $0.0000 | Acquired | 328462.6970 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-23 | Stock Option (right to buy) | $37.5500 | A | 23871.0000 | Acquired | 2024-02-25 | Common Stock (23871.0000) | Direct |
| 2016-02-23 | Stock Option (right to buy) | $38.2200 | A | 40237.0000 | Acquired | 2025-02-24 | Common Stock (40237.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5970.1780 | Indirect |
| Common Stock | 94553.1120 | Indirect |
| Common Stock | 57700.1850 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $44.1500 | 2017-02-20 | Common Stock (126294.0000) | 126294.0000 | Direct |
| Stock Option (right to buy) | $30.0900 | 2022-02-21 | Common Stock (180789.0000) | 180789.0000 | Direct |
| Stock Option (right to buy) | $27.7300 | 2021-02-22 | Common Stock (126372.0000) | 126372.0000 | Direct |
| Stock Option (right to buy) | $27.7500 | 2020-02-23 | Common Stock (164062.0000) | 164062.0000 | Direct |
| Stock Option (right to buy) | $16.8800 | 2019-02-24 | Common Stock (46216.0000) | 46216.0000 | Direct |
| Stock Option (right to buy) | $34.2900 | 2018-02-26 | Common Stock (162415.0000) | 162415.0000 | Direct |
| Stock Option (right to buy) | $30.0800 | 2023-02-26 | Common Stock (101806.0000) | 101806.0000 | Direct |
Footnotes
F1: On February 24, 2015, the reporting person was granted 61,904 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2016, 2017, and 2018. The performance criteria for 2016 were met, resulting in vesting of 20,634 restricted stock units.
F2: On February 25, 2014, the reporting person was granted 59,653 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year February 25, 2015, 2016, and 2017. The performance criteria for 2016 were met, resulting in vesting of 19,885 restricted stock units.
F3: Performance Based Restricted Stock Units granted February 26, 2013 on which the performance criteria has been met. The shares will vest on February 26, 2016.
F4: On February 25, 2014, the reporting person was granted an option to purchase 71,611 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. The performance criteria for 2016 were met, resulting in vesting of the option as to 23,871 shares.
F5: On February 24, 2015, the reporting person was granted an option to purchase 120,714 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year March 15, 2016, 2017, and 2018. The performance criteria for 2016 were met, resulting in vesting of the option as to 40,237 shares.
F6: The option is exercisable in five equal annual installments beginning on 2/20/2008.
F7: The option is exercisable in four equal annual installments beginning on 02/21/2013.
F8: The option is exercisable in four equal annual installments beginning on 2/22/2012.
F9: The option is exercisable in four equal annual installments beginning on 02/23/2011.
F10: The option is exercisable in five equal annual installments beginning on 02/24/2010.
F11: The option is exercisable in five equal annual installments beginning on 2/26/2009.
F12: The option is exercisable in three equal annual installments beginning on 02/26/2014.