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TRUIST FINANCIAL CORP — Director's Dealing 2016
Feb 29, 2016
29975_dirs_2016-02-29_680f3216-66ad-4ff0-9857-5e28470b275a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BB&T CORP (BBT)
CIK: 0000092230
Period of Report: 2016-02-25
Reporting Person: Yates William Rufus (Sr. Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-25 | Common Stock | F | 941.0000 | $32.0000 | Disposed | 25248.8360 | Direct |
| 2016-02-26 | Common Stock | F | 235.0000 | $32.4900 | Disposed | 25013.8360 | Direct |
| 2016-02-26 | Common Stock | F | 940.0000 | $32.4900 | Disposed | 24073.8360 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17664.5450 | Indirect |
| Common Stock | 1699.8180 | Indirect |
| Common Stock | 13808.0000 | Indirect |
| Common Stock | 8192.0000 | Indirect |
| Series F Nonconvertible Perpetual Preferred Stock | 7345.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $44.1500 | 2017-02-20 | Common Stock (11901.0000) | 11901.0000 | Direct |
| Stock Option (right to buy) | $30.0900 | 2022-02-21 | Common Stock (13953.0000) | 13953.0000 | Direct |
| Stock Option (right to buy) | $27.7300 | 2021-02-22 | Common Stock (11159.0000) | 11159.0000 | Direct |
| Stock Option (right to buy) | $37.5500 | 2024-02-25 | Common Stock (6802.0000) | 6802.0000 | Direct |
| Stock Option (right to buy) | $34.2900 | 2018-02-26 | Common Stock (16019.0000) | 16019.0000 | Direct |
| Stock Option (right to buy) | $30.0800 | 2023-02-26 | Common Stock (14562.0000) | 14562.0000 | Direct |
| Stock Option (right to buy) | $38.2200 | 2025-02-24 | Common Stock (6178.0000) | 6178.0000 | Direct |
Footnotes
F1: The option is exercisable in five equal annual installments beginning on 2/20/2008.
F2: The option is exercisable in four equal annual installments beginning on 02/21/2013.
F3: The option is exercisable in four equal annual installments beginning on 2/22/2012.
F4: On February 25, 2014, the reporting person was granted an option to purchase 10,204 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. The performance criteria for 2016 were met, resulting in vesting of the option as to 3,402 shares.
F5: The option is exercisable in five equal annual installments beginning on 2/26/2009.
F6: The option is exercisable in three equal annual installments beginning on 02/26/2014.
F7: On February 24, 2015, the reporting person was granted an option to purchase 18,535 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year March 15, 2016, 2017, and 2018. The performance criteria for 2016 were met, resulting in vesting of the option as to 6,178 shares.