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TrueCar, Inc. — Director's Dealing 2016
Nov 8, 2016
33732_dirs_2016-11-07_b9136f59-56bd-480c-93e5-161468236cba.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TrueCar, Inc. (TRUE)
CIK: 0001327318
Period of Report: 2016-10-27
Reporting Person: Gunsagar Neeraj (EVP, Chief Marketing Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 357156 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.51 | 2022-02-14 | Common Stock (16666) | Direct | |
| Employee Stock Option (right to buy) | $8.00 | 2022-08-31 | Common Stock (9999) | Direct | |
| Employee Stock Option (right to buy) | $7.92 | 2023-02-22 | Common Stock (11599) | Direct | |
| Employee Stock Option (right to buy) | $7.92 | 2023-05-02 | Common Stock (2796) | Direct | |
| Employee Stock Option (right to buy) | $7.92 | 2023-06-06 | Common Stock (37203) | Direct | |
| Employee Stock Option (right to buy) | $8.90 | 2023-11-21 | Common Stock (116666) | Direct | |
| Employee Stock Option (right to buy) | $9.26 | 2024-02-28 | Common Stock (609) | Direct | |
| Employee Stock Option (right to buy) | $12.81 | 2024-05-15 | Common Stock (78182) | Direct | |
| Employee Stock Option (right to buy) | $20.85 | 2024-10-06 | Common Stock (150000) | Direct | |
| Employee Stock Option (right to buy) | $15.71 | 2025-04-23 | Common Stock (75000) | Direct | |
| Employee Stock Option (right to buy) | $10.85 | 2026-08-11 | Common Stock (500000) | Direct |
Footnotes
F1: Includes 342,158 shares represented by restricted stock units.
F2: Shares subject to the option are fully vested and immediately exercisable.
F3: Shares subject to the option are fully vested and immediately exercisable.
F4: Shares subject to the option vest in forty-eight (48) equal monthly installments beginning on March 22, 2013.
F5: Shares subject to the option vest in forty-eight (48) equal monthly installments beginning on June 2, 2013.
F6: An option to purchase 47,203 shares was granted on June 6, 2013 and was exercised in part prior to the date on which the Reporting Person became subject to Section 16. Shares subject to the option vest in forty-eight (48) equal monthly installments beginning on June 22, 2013.
F7: Shares subject to the option vest in forty-eight (48) equal monthly installments beginning on December 11, 2013.
F8: Shares subject to the option vest in forty-eight (48) equal monthly installments beginning on March 27, 2014.
F9: Shares subject to the option vest in forty-eight (48) equal monthly installments beginning on March 1, 2015.
F10: One tenth (1/10) of the shares subject to the option were vested on October 6, 2014. The remaining shares subject to the option vest in forty-eight (48) equal monthly installments beginning on November 6, 2014.
F11: One-twelfth (1/12) of the shares subject to the option were vested on May 1, 2015. The remaining shares subject to the option vest in forty-four (44) equal monthly installments beginning June 1, 2015.
F12: 10,416 shares subject to the option were vested on August 11, 2016. The remaining shares subject to the option vest in forty-seven (47) equal monthly installments beginning on August 24, 2016.