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Triumph Financial, Inc. — Director's Dealing 2021
Jan 28, 2021
31953_dirs_2021-01-28_fa9d9751-9770-422d-b7b5-27738339755f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Triumph Bancorp, Inc. (TBK)
CIK: 0001539638
Period of Report: 2021-01-26
Reporting Person: Rafferty Michael P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-26 | Common Stock | S | 6000 | $62.29 | Disposed | 31627 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Depository Shares | 8000 | Direct |
Footnotes
F1: The reported price in column 4 represents the weighted average sale price. Reporting person shall provide, upon request by the commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Consists of (i) 16,993 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,634 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty.
F3: Each Depository Share represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering.