Triumph Financial, Inc. — Director's Dealing 2021

Jan 28, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Triumph Bancorp, Inc. (TBK)
CIK: 0001539638
Period of Report: 2020-12-15

Reporting Person: Graft Aaron P (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-15	Common Stock	G	2424	$0.00	Disposed	284131	Direct
2021-01-26	Common Stock	S	27576	$62.53	Disposed	256555	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3315	Indirect

Footnotes

F1: Represents shares gifted by the reporting person to 501(c)(3) charitable organizations.

F2: Consists of (i) 276,448 shares beneficially owned by reporting person, and (ii) 7,683 shares of restricted stock of the reporting person subject to future vesting requirements.

F3: The reported price in column 4 represents the weighted average sale price. Reporting person shall provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4: Consists of (i) 248,872 shares beneficially owned by reporting person, and (ii) 7,683 shares of restricted stock of the reporting person subject to future vesting requirements.

F5: 3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA.