Triumph Financial, Inc. — Director's Dealing 2021

Feb 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Triumph Bancorp, Inc. (TBK)
CIK: 0001539638
Period of Report: 2020-10-27

Reporting Person: Davis Richard Loren (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-27	Common Stock	G	60	$0.00	Disposed	62929	Direct
2020-12-18	Common Stock	G	195	$0.00	Disposed	62734	Direct
2021-02-01	Common Stock	A	387	$0.00	Acquired	63121	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	75979	Indirect
Common Stock	75979	Indirect
Depository Shares	20000	Direct

Footnotes

F1: Represents a gift by the reporting person to a 501(c)(3) charitable organization.

F2: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F3: Consists of (i) 21,734 shares of beneficially owned by reporting person and (ii) 41,387 shares of common stock jointly held with reporting person spouse Sheree Davis.

F4: These 75.979 shares are beneficially owned by reporting person as trustee of the Rick Davis 2006 Family Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F5: These 75.979 shares are beneficially owned by reporting person as trustee of the Sheree Davis 2006 Children's Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F6: Each Depository Share represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering.