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Triumph Financial, Inc. — Director's Dealing 2021
Apr 5, 2021
31953_dirs_2021-04-05_7d34cabb-2ef9-4a8b-b112-e26773de4615.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Triumph Bancorp, Inc. (TBK)
CIK: 0001539638
Period of Report: 2021-04-01
Reporting Person: Graft Aaron P (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-01 | Common Stock | F | 244 | $81.66 | Disposed | 256311 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3315 | Indirect |
Footnotes
F1: Represents 244 shares surrendered to satisfy applicable federal income tax withholding associated with the 4/1/2017 vesting of 1,003 shares of restricted stock issued to reporting person.
F2: Consists of (i) 249,631 shares beneficially owned by reporting person, and (ii) 6,680 shares of restricted stock of the reporting person subject to future vesting requirements.
F3: 3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA.
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