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Triumph Financial, Inc. Director's Dealing 2021

May 7, 2021

31953_dirs_2021-05-07_3444fe23-9f78-4693-994b-6d4765d2f89e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Triumph Bancorp, Inc. (TBK)
CIK: 0001539638
Period of Report: 2021-05-05

Reporting Person: Graft Aaron P (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-05 Common Stock S 4201 $90.24 Disposed 254868 Direct
2021-05-06 Common Stock S 13547 $89.80 Disposed 241321 Direct
2021-05-07 Common Stock S 2252 $89.69 Disposed 239069 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3315 Indirect

Footnotes

F1: The reported price in column 4 represents the weighted average sale price. Reporting person shall provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2: Consists of (i) 247,117 shares beneficially owned by reporting person, and (ii) 7,751 shares of restricted stock of the reporting person subject to future vesting requirements.

F3: Consists of (i) 233,570 shares beneficially owned by reporting person, and (ii) 7,751 shares of restricted stock of the reporting person subject to future vesting requirements.

F4: Consists of (i) 231,318 shares beneficially owned by reporting person, and (ii) 7,751 shares of restricted stock of the reporting person subject to future vesting requirements.

F5: 3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA.