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Triumph Financial, Inc. — Director's Dealing 2021
May 7, 2021
31953_dirs_2021-05-07_3444fe23-9f78-4693-994b-6d4765d2f89e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Triumph Bancorp, Inc. (TBK)
CIK: 0001539638
Period of Report: 2021-05-05
Reporting Person: Graft Aaron P (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-05 | Common Stock | S | 4201 | $90.24 | Disposed | 254868 | Direct |
| 2021-05-06 | Common Stock | S | 13547 | $89.80 | Disposed | 241321 | Direct |
| 2021-05-07 | Common Stock | S | 2252 | $89.69 | Disposed | 239069 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3315 | Indirect |
Footnotes
F1: The reported price in column 4 represents the weighted average sale price. Reporting person shall provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Consists of (i) 247,117 shares beneficially owned by reporting person, and (ii) 7,751 shares of restricted stock of the reporting person subject to future vesting requirements.
F3: Consists of (i) 233,570 shares beneficially owned by reporting person, and (ii) 7,751 shares of restricted stock of the reporting person subject to future vesting requirements.
F4: Consists of (i) 231,318 shares beneficially owned by reporting person, and (ii) 7,751 shares of restricted stock of the reporting person subject to future vesting requirements.
F5: 3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA.