Triumph Financial, Inc. — Director's Dealing 2021

Apr 28, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Triumph Bancorp, Inc. (TBK)
CIK: 0001539638
Period of Report: 2021-04-26

Reporting Person: Fowler R Bryce (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-26	Common Stock	M	840	$25.80	Acquired	31876	Direct
2021-04-26	Common Stock	M	567	$38.75	Acquired	32443	Direct
2021-04-26	Common Stock	M	436	$31.00	Acquired	32879	Direct
2021-04-26	Common Stock	S	1843	$91.23	Disposed	31036	Direct
2021-04-26	Common Stock	S	22750	$90.00	Disposed	8286	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-26	Employee Stock Options	$25.80	M	840	Disposed	2027-04-01	Common Stock (840)	Direct
2021-04-26	Employee Stock Options	$38.75	M	567	Disposed	2028-05-01	Common Stock (567)	Direct
2021-04-26	Employee Stock Options	$31.00	M	436	Disposed	2029-05-01	Common Stock (436)	Direct

Footnotes

F1: Consists of (i) 4,709 shares of common stock beneficially owned by reporting person, and (ii) 3,577 shares of restricted stock of the reporting person subject to future time vesting requirements.

F2: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.