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Triumph Financial, Inc. — Director's Dealing 2021
Jul 6, 2021
31953_dirs_2021-07-06_dc506300-b97c-476c-869c-646ef8c55ec0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Triumph Bancorp, Inc. (TBK)
CIK: 0001539638
Period of Report: 2021-07-01
Reporting Person: Rafferty Michael P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-01 | Common Stock | A | 301 | $0.00 | Acquired | 32315 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Depository Shares | 8000 | Direct |
Footnotes
F1: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.
F2: Consists of (i) 17,681 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,634 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty.
F3: Each Depository Share represents a l/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.0 1 per share. Shares purchased in an underwritten public offering.