Triumph Financial, Inc. — Director's Dealing 2021

Jun 16, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Triumph Bancorp, Inc. (TBK)
CIK: 0001539638
Period of Report: 2021-06-14

Reporting Person: Ritterbusch Todd (EVP & CLO - TBK Bank, SSB)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-14	Common Stock	M	945	$31.00	Acquired	10966	Direct
2021-06-14	Common Stock	M	976	$26.25	Acquired	11942	Direct
2021-06-14	Common Stock	S	1921	$80.12	Disposed	10021	Direct
2021-06-14	Common Stock	S	2925	$80.72	Disposed	7096	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-14	Employee Stock Options	$31.00	M	945	Disposed	2029-05-01	Common Stock (945)	Direct
2021-06-14	Employee Stock Options	$26.25	M	976	Disposed	2030-05-01	Common Stock (976)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Depository Shares	20000	Direct

Footnotes

F1: Consists of (i) 2,000 shares beneficially owned by reporting person, and (ii) 5,096 shares of restricted stock of the reporting person subject to future vesting requirements.

F2: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.