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Triumph Financial, Inc. — Director's Dealing 2017
Nov 15, 2017
31953_dirs_2017-11-15_098630f2-eaaa-4511-b784-33541b5a2677.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Triumph Bancorp, Inc. (TBK)
CIK: 0001539638
Period of Report: 2017-11-09
Reporting Person: Davis Richard Loren (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-09 | Common Stock | G | 2569 | $0.00 | Disposed | 62495 | Direct |
| 2017-11-13 | Common Stock | J | 6505 | — | Acquired | 69000 | Direct |
| 2017-11-13 | Common Stock | J | 9764 | — | Acquired | 75979 | Indirect |
| 2017-11-13 | Common Stock | J | 9764 | — | Acquired | 75979 | Indirect |
Footnotes
F1: Represents a bone fide gift to the Rick & Sheree Davis Family Foundation, a 501(c)(3) charitable organization.
F2: Consists of (i) 17,571 shares beneficially owned by reporting person, (ii) 44,429 shares of common stock held jointly with reporting person's spouse, Sheree Davis, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements.
F3: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the
terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent
proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017.
F4: Consists of (i) 17,571 shares beneficially owned by reporting person, (ii) 50,934 shares of common stock held jointly with reporting person's spouse, Sheree Davis, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements.
F5: These 75,979 shares are beneficially owned by reporting person as trustee of the Rick Davis 2006 Family Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F6: These 75,979 shares are beneficially owned by reporting person as trustee of the Sheree Davis 2006 Children's Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.