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Triumph Financial, Inc. — Director's Dealing 2016
Dec 5, 2016
31953_dirs_2016-12-05_2e9c9460-3deb-4bf1-b48d-17233544c716.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Triumph Bancorp, Inc. (TBK)
CIK: 0001539638
Period of Report: 2016-12-01
Reporting Person: Graft Aaron P (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-01 | Common Stock | F | 2735 | $21.45 | Disposed | 305722 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3315 | Indirect |
Footnotes
F1: Represents 2,735 shares surrendered to satisfy applicable federal income tax withholding associated with the 12/1/16 vesting of 10,000 shares of restricted stock issued to reporting person.
F2: Represents closing price per share of Issuer's common stock on the date of vesting (12/1/16).
F3: Consists of (i) 295,251 shares beneficially owned by reporting person, and (ii) 10,471 shares of restricted stock of the reporting person subject to future time vesting requirements.
F4: By reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA. Reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.