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Triumph Financial, Inc. Director's Dealing 2015

Dec 11, 2015

31953_dirs_2015-12-11_c28b97f0-e9c6-4841-9bea-988d30faf54c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Triumph Bancorp, Inc. (TBK)
CIK: 0001539638
Period of Report: 2015-12-11

Reporting Person: Nelson Adam D (SVP and General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-12-11 Common Stock A 489 $0.00 Acquired 15156 Direct

Footnotes

F1: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 27, 2015.

F2: Consists of (i) 10,082 shares beneficially owned by reporting person, (ii) 3,856 unvested shares of restricted common stock of Issuer granted to reporting person on 12/01/14 which will vest on 12/1/16, and (iii) 1,218 unvested shares of restricted common stock of Issuer granted to reporting person on 4/1/15 of which 406 shares will vest 04/01/2016, 406 shares will vest on 04/01/2017, and 406 shares will vest on 04/01/2018.