AI assistant
Triumph Financial, Inc. — Director's Dealing 2015
Dec 11, 2015
31953_dirs_2015-12-11_c28b97f0-e9c6-4841-9bea-988d30faf54c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Triumph Bancorp, Inc. (TBK)
CIK: 0001539638
Period of Report: 2015-12-11
Reporting Person: Nelson Adam D (SVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-11 | Common Stock | A | 489 | $0.00 | Acquired | 15156 | Direct |
Footnotes
F1: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 27, 2015.
F2: Consists of (i) 10,082 shares beneficially owned by reporting person, (ii) 3,856 unvested shares of restricted common stock of Issuer granted to reporting person on 12/01/14 which will vest on 12/1/16, and (iii) 1,218 unvested shares of restricted common stock of Issuer granted to reporting person on 4/1/15 of which 406 shares will vest 04/01/2016, 406 shares will vest on 04/01/2017, and 406 shares will vest on 04/01/2018.